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Partition function (number theory)

Number of partitions of an integer

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In number theory, the partition function p(n) represents the number of possible partitions of a non-negative integer n. For instance, p(4) = 5 because the integer 4 has the five partitions 1 + 1 + 1 + 1, 1 + 1 + 2, 1 + 3, 2 + 2, and 4.

No closed-form expression for the partition function is known, but it has both asymptotic expansions that accurately approximate it and recurrence relations by which it can be calculated exactly. It grows as an exponential function of the square root of its argument. The multiplicative inverse of its generating function is the Euler function; by Euler's pentagonal number theorem, this function is an alternating sum of pentagonal number powers of its argument.

Srinivasa Ramanujan first discovered that the partition function has nontrivial patterns in modular arithmetic, now known as Ramanujan's congruences. For instance, whenever the decimal representation of n ends in the digit 4 or 9, the number of partitions of n will be divisible by 5.

01Definition and examples

For a positive integer n, p(n) is the number of distinct ways of representing n as a sum of positive integers. For the purposes of this definition, the order of the terms in the sum is irrelevant: two sums with the same terms in a different order (e.g., 1 + 1 + 2 and 1 + 2 + 1) are not considered distinct.

By convention p(0) = 1, as there is one way of representing 0 as a sum of positive integers (the empty sum). Furthermore p(n) = 0 when n is negative.

The first few values of the partition function, starting with p(0) = 1, are

1, 1, 2, 3, 5, 7, 11, 15, 22, 30, 42, 56, 77, 101, 135, 176, 231, 297, 385, 490, 627, 792, 1002, 1255, 1575, 1958, 2436, 3010, 3718, 4565, 5604, ... (sequence A000041 in the OEIS).

Some exact values of p(n) for larger values of n include {\begin{aligned}p(100)&=190,\!569,\!292\\p(1000)&=24,\!061,\!467,\!864,\!032,\!622,\!473,\!692,\!149,\!727,\!991\approx 2.40615\times 10^{31}\\p(10000)&=36,\!167,\!251,\!325,\!\dots ,\!906,\!916,\!435,\!144\approx 3.61673\times 10^{106}\end{aligned}}

Using Euler's method to find p(40): A ruler with plus and minus signs (grey box) is slid downwards, the relevant terms added or subtracted. The positions of the signs are given by differences of alternating natural (blue) and odd (orange) numbers. In //upload.wikimedia.org/wikipedia/commons/0/05/Euler_partition_function.svg?utm_source=en.wikipedia.org&utm_campaign=index&utm_content=original</span>"}]]}' id="mwTw">the SVG file, hover over the image to move the ruler.
Using Euler's method to find p(40): A ruler with plus and minus signs (grey box) is slid downwards, the relevant terms added or subtracted. The positions of the signs are given by differences of alternating natural (blue) and odd (orange) numbers. In //upload.wikimedia.org/wikipedia/commons/0/05/Euler_partition_function.svg?utm_source=en.wikipedia.org&utm_campaign=index&utm_content=original</span>"}]]}' id="mwTw">the SVG file, hover over the image to move the ruler.

02Generating function

The generating function for p(n) is given by {\begin{aligned}\sum _{n=0}^{\infty }p(n)x^{n}&=\prod _{k=1}^{\infty }\left({\frac {1}{1-x^{k}}}\right)\\&=\left(1+x+x^{2}+\cdots \right)\left(1+x^{2}+x^{4}+\cdots \right)\left(1+x^{3}+x^{6}+\cdots \right)\cdots \\&={\frac {1}{1-x-x^{2}+x^{5}+x^{7}-x^{12}-x^{15}+x^{22}+x^{26}-\cdots }}\\&=1{\Big /}\sum _{k=-\infty }^{\infty }(-1)^{k}x^{k(3k-1)/2}.\end{aligned}}The equality between the products on the first and second lines of this formula is obtained by expanding each factor 1/(1-x^{k}) into the geometric series (1+x^{k}+x^{2k}+x^{3k}+\cdots ). To see that the expanded product equals the sum on the first line, apply the distributive law to the product. This expands the product into a sum of monomials of the form x^{a_{1}}x^{2a_{2}}x^{3a_{3}}\cdots for some sequence of coefficients a_{i}, only finitely many of which can be non-zero. The exponent of the term is {\textstyle n=\sum ia_{i}, and this sum can be interpreted as a representation of n as a partition into a_{i} copies of each number i. Therefore, the number of terms of the product that have exponent n is exactly p(n), the same as the coefficient of x^{n} in the sum on the left. Therefore, the sum equals the product.

The function that appears in the denominator in the third and fourth lines of the formula is the Euler function. The equality between the product on the first line and the formulas in the third and fourth lines is Euler's pentagonal number theorem. The exponents of x in these lines are the pentagonal numbers P_{k}=k(3k-1)/2 for k\in \{0,1,-1,2,-2,\dots \} (generalized somewhat from the usual pentagonal numbers, which come from the same formula for the positive values of k). The pattern of positive and negative signs in the third line comes from the term (-1)^{k} in the fourth line: even choices of k produce positive terms, and odd choices produce negative terms.

More generally, the generating function for the partitions of n into numbers selected from a set A of positive integers can be found by taking only those terms in the first product for which k\in A. This result is due to Leonhard Euler. The formulation of Euler's generating function is a special case of a q-Pochhammer symbol and is similar to the product formulation of many modular forms, and specifically the Dedekind eta function.

03Recurrence relations

The same sequence of pentagonal numbers appears in a recurrence relation for the partition function: {\begin{aligned}p(n)&=\sum _{k\in \mathbb {Z} \setminus \{0\}}(-1)^{k+1}p(n-k(3k-1)/2)\\&=p(n-1)+p(n-2)-p(n-5)-p(n-7)+p(n-12)+p(n-15)-p(n-22)-\cdots \end{aligned}} As base cases, p(0) is taken to equal 1, and p(k) is taken to be zero for negative k. Although the sum on the right side appears infinite, it has only finitely many nonzero terms, coming from the nonzero values of k in the range -{\frac {{\sqrt {24n+1}}-1}{6}}\leq k\leq {\frac {{\sqrt {24n+1}}+1}{6}}. The recurrence relation can also be written in the equivalent form p(n)=\sum _{k=1}^{\infty }(-1)^{k+1}{\big (}p(n-k(3k-1)/2)+p(n-k(3k+1)/2){\big )}.

Another recurrence relation for p(n) can be given in terms of the sum of divisors function σ: p(n)={\frac {1}{n}}\sum _{k=0}^{n-1}\sigma (n-k)p(k). If q(n) denotes the number of partitions of n with no repeated parts then it follows by splitting each partition into its even parts and odd parts, and dividing the even parts by two, that p(n)=\sum _{k=0}^{\left\lfloor n/2\right\rfloor }q(n-2k)p(k).

04Congruences

Srinivasa Ramanujan is credited with discovering that the partition function has nontrivial patterns in modular arithmetic. For instance the number of partitions is divisible by five whenever the decimal representation of n ends in the digit 4 or 9, as expressed by the congruence p(5k+4)\equiv 0{\pmod {5}} For instance, the number of partitions for the integer 4 is 5. For the integer 9, the number of partitions is 30; for 14 there are 135 partitions. This congruence is implied by the more general identity \sum _{k=0}^{\infty }p(5k+4)x^{k}=5~{\frac {(x^{5})_{\infty }^{5}}{(x)_{\infty }^{6}}}, also by Ramanujan, where the notation (x)_{\infty } denotes the product defined by (x)_{\infty }=\prod _{m=1}^{\infty }(1-x^{m}). A short proof of this result can be obtained from the partition function generating function.

Ramanujan also discovered congruences modulo 7 and 11: {\begin{aligned}p(7k+5)&\equiv 0{\pmod {7}},\\p(11k+6)&\equiv 0{\pmod {11}}.\end{aligned}} The first one comes from Ramanujan's identity \sum _{k=0}^{\infty }p(7k+5)x^{k}=7~{\frac {(x^{7})_{\infty }^{3}}{(x)_{\infty }^{4}}}+49x~{\frac {(x^{7})_{\infty }^{7}}{(x)_{\infty }^{8}}}.

Since 5, 7, and 11 are consecutive primes, one might think that there would be an analogous congruence for the next prime 13, p(13k+a)\equiv 0{\pmod {13}} for some a. However, there is no congruence of the form p(bk+a)\equiv 0{\pmod {b}} for any prime b other than 5, 7, or 11. Instead, to obtain a congruence, the argument of p should take the form cbk+a for some c>1. In the 1960s, A. O. L. Atkin of the University of Illinois at Chicago discovered additional congruences of this form for small prime moduli. For example: p(11^{3}\cdot 13\cdot k+237)\equiv 0{\pmod {13}}.

Ken Ono (2000) proved that there are such congruences for every prime modulus greater than 3. Later, Ahlgren & Ono (2001) showed there are partition congruences modulo every integer coprime to 6.

Newman's conjecture is an unsolved problem regarding the congruences of the partition function, formulated by mathematician Morris Newman in 1960. The conjecture posits that, given any integers r, m where 0\leq r\leq m-1, there are infinitely many non-negative integers n for which p(n)\equiv r{\pmod {m}}.

05Approximation formulas

Approximation formulas exist that are faster to calculate than the exact formula given above.

An asymptotic expression for p(n) is given by

p(n)\sim {\frac {1}{4n{\sqrt {3}}}}\exp \left({\pi {\sqrt {\frac {2n}{3}}}}\right) as n\to \infty.

This asymptotic formula was first obtained by G. H. Hardy and Ramanujan in 1918 and independently by J. V. Uspensky in 1920. Considering p(1000), the asymptotic formula gives about 2.4402\times 10^{31}, reasonably close to the exact answer given above (1.415% larger than the true value).

Hardy and Ramanujan obtained an asymptotic expansion with this approximation as the first term: p(n)\sim {\frac {1}{2\pi {\sqrt {2}}}}\sum _{k=1}^{v}A_{k}(n){\sqrt {k}}\cdot {\frac {d}{dn}}\left({{\frac {1}{\sqrt {n-{\frac {1}{24}}}}}\exp \left[{{\frac {\pi }{k}}{\sqrt {{\frac {2}{3}}\left(n-{\frac {1}{24}}\right)}}}\,\,\,\right]}\right), where A_{k}(n)=\sum _{0\leq h<k,\;(h,k)=1}e^{\pi i\left(s(h,k)-2nh/k\right)}. Here, the notation (h,k)=1 means that the sum is taken only over the values of h that are relatively prime to k. The function s(h,k) is a Dedekind sum.

The error after v terms is of the order of the next term, and v may be taken to be of the order of {\sqrt {n}}. As an example, Hardy and Ramanujan showed that p(200) is the nearest integer to the sum of the first v=5 terms of the series.

In 1937, Hans Rademacher was able to improve on Hardy and Ramanujan's results by providing a convergent series expression for p(n). It is p(n)={\frac {1}{\pi {\sqrt {2}}}}\sum _{k=1}^{\infty }A_{k}(n){\sqrt {k}}\cdot {\frac {d}{dn}}\left({{\frac {1}{\sqrt {n-{\frac {1}{24}}}}}\sinh \left[{{\frac {\pi }{k}}{\sqrt {{\frac {2}{3}}\left(n-{\frac {1}{24}}\right)}}}\,\,\,\right]}\right).

The proof of Rademacher's formula involves Ford circles, Farey sequences, modular symmetry and the Dedekind eta function.

It may be shown that the kth term of Rademacher's series is of the order \exp \left({\frac {\pi }{k}}{\sqrt {\frac {2n}{3}}}\right), so that the first term gives the Hardy-Ramanujan asymptotic approximation. Paul Erdős (1942) published an elementary proof of the asymptotic formula for p(n).

Techniques for implementing the Hardy-Ramanujan-Rademacher formula efficiently on a computer are discussed by Johansson (2012), who shows that p(n) can be computed in time O(n^{1/2+\varepsilon }) for any \varepsilon >0. This is near-optimal in that it matches the number of digits of the result. The largest value of the partition function computed exactly is p(10^{20}), which has slightly more than 11 billion digits.

06Strict partition function

Definition and properties

A partition in which no part occurs more than once is called strict, or is said to be a partition into distinct parts. The function q(n) gives the number of these strict partitions of the given sum n. For example, q(3) = 2 because the partitions 3 and 1 + 2 are strict, while the third partition 1 + 1 + 1 of 3 has repeated parts. The number q(n) is also equal to the number of partitions of n in which only odd summands are permitted.

Example values of q(n) and associated partitions
nq(n)Strict partitions Partitions with only odd parts
01() empty partition () empty partition
111 1
212 1+1
321+2, 3 1+1+1, 3
421+3, 4 1+1+1+1, 1+3
532+3, 1+4, 5 1+1+1+1+1, 1+1+3, 5
641+2+3, 2+4, 1+5, 6 1+1+1+1+1+1, 1+1+1+3, 3+3, 1+5
7 5 1+2+4, 3+4, 2+5, 1+6, 7 1+1+1+1+1+1+1, 1+1+1+1+3, 1+3+3, 1+1+5, 7
8 6 1+3+4, 1+2+5, 3+5, 2+6, 1+7, 8 1+1+1+1+1+1+1+1, 1+1+1+1+1+3, 1+1+3+3, 1+1+1+5, 3+5, 1+7
9 8 2+3+4, 1+3+5, 4+5, 1+2+6, 3+6, 2+7, 1+8, 9 1+1+1+1+1+1+1+1+1, 1+1+1+1+1+1+3, 1+1+1+3+3, 3+3+3, 1+1+1+1+5, 1+3+5, 1+1+7, 9

Generating function

The generating function for the numbers q(n) is given by a simple infinite product: \sum _{n=0}^{\infty }q(n)x^{n}=\prod _{k=1}^{\infty }(1+x^{k})=(x;x^{2})_{\infty }^{-1}, where the notation (a;b)_{\infty } represents the Pochhammer symbol (a;b)_{\infty }=\prod _{k=0}^{\infty }(1-ab^{k}). From this formula, one may easily obtain the first few terms (sequence A000009 in the OEIS): \sum _{n=0}^{\infty }q(n)x^{n}=1+1x+1x^{2}+2x^{3}+2x^{4}+3x^{5}+4x^{6}+5x^{7}+6x^{8}+8x^{9}+10x^{10}+\ldots . This series may also be written in terms of theta functions as \sum _{n=0}^{\infty }q(n)x^{n}=\vartheta _{00}(x)^{1/6}\vartheta _{01}(x)^{-1/3}{\biggl \{}{\frac {1}{16\,x}}{\bigl [}\vartheta _{00}(x)^{4}-\vartheta _{01}(x)^{4}{\bigr ]}{\biggr \}}^{1/24}, where \vartheta _{00}(x)=1+2\sum _{n=1}^{\infty }x^{n^{2}} and \vartheta _{01}(x)=1+2\sum _{n=1}^{\infty }(-1)^{n}x^{n^{2}}. In comparison, the generating function of the regular partition numbers p(n) has this identity with respect to the theta function: \sum _{n=0}^{\infty }p(n)x^{n}=(x;x)_{\infty }^{-1}=\vartheta _{00}(x)^{-1/6}\vartheta _{01}(x)^{-2/3}{\biggl \{}{\frac {1}{16\,x}}{\bigl [}\vartheta _{00}(x)^{4}-\vartheta _{01}(x)^{4}{\bigr ]}{\biggr \}}^{-1/24}.

Identities on strict partition numbers

The following identity involving a product of two Pochhammer symbols holds:

(x;x)_{\infty }^{-1}=(x^{2};x^{2})_{\infty }^{-1}(x;x^{2})_{\infty }^{-1}

From this identity, using generating functions gives

{\biggl [}\sum _{n=0}^{\infty }p(n)x^{n}{\biggr ]}={\biggl [}\sum _{n=0}^{\infty }p(n)x^{2n}{\biggr ]}{\biggl [}\sum _{n=0}^{\infty }q(n)x^{n}{\biggr ]}

Upon comparing coefficients, one then obtains the following two relations:

p(2n)=\sum _{k=0}^{n}p(n-k)q(2k)
p(2n+1)=\sum _{k=0}^{n}p(n-k)q(2k+1)

Here, two examples are accurately executed:

p(8)=\sum _{k=0}^{4}p(4-k)q(2k)=
=p(4)q(0)+p(3)q(2)+p(2)q(4)+p(1)q(6)+p(0)q(8)=
=5\times 1+3\times 1+2\times 2+1\times 4+1\times 6=22
p(9)=\sum _{k=0}^{4}p(4-k)q(2k+1)=
=p(4)q(1)+p(3)q(3)+p(2)q(5)+p(1)q(7)+p(0)q(9)=
=5\times 1+3\times 2+2\times 3+1\times 5+1\times 8=30

07Restricted partition function

More generally, it is possible to consider partitions restricted to only elements of a subset A of the natural numbers (for example a restriction on the maximum value of the parts), or with a restriction on the number of parts or the maximum difference between parts. Each particular restriction gives rise to an associated partition function with specific properties. Some common examples are given below.

Euler and Glaisher's theorem

Two important examples are the partitions restricted to only odd integer parts or only even integer parts, with the corresponding partition functions often denoted p_{o}(n) and p_{e}(n).

A theorem from Euler shows that the number of strict partitions is equal to the number of partitions with only odd parts: for all n, q(n)=p_{o}(n). This is generalized as Glaisher's theorem, which states that the number of partitions with no more than d-1 repetitions of any part is equal to the number of partitions with no part divisible by d.

Restrictions on number of parts and part sizes

Let p_{k}(n) be the number of partitions of n into at most k parts. Using Ferrers diagrams, it can be seen that p_{k}(n) also counts the number of partitions of n into parts no greater than size k.

A recurrence for p_{k}(n) is given by

p_{k}(n)=p_{k}(n-k)+p_{k-1}(n)

and its generating function is

\sum _{n=0}^{\infty }p_{k}(n)q^{n}=\prod _{j=1}^{k}{\frac {1}{1-q^{j}}}.

For fixed k, an asymptotic expression is given by

p_{k}(n)\sim {\frac {n^{k-1}}{k!(k-1)!}} as n\to \infty.

Gaussian binomial coefficient

More generally, if we denote p(N,M,n) the number of partitions of n in at most M parts, with each part smaller or equal to N, then the generating function of p(N,M,n) is the following Gaussian binomial coefficient:

\sum _{n=0}^{\infty }p(N,M,n)q^{n}={N+M \choose M}_{q}={\frac {(1-q^{N+M})(1-q^{N+M-1})\cdots (1-q^{N+1})}{(1-q)(1-q^{2})\cdots (1-q^{M})}}.

Asymptotics

Some general results on the asymptotic properties of restricted partition functions are known. If pA(n) is the partition function of partitions restricted to only elements of a subset A of the natural numbers, then:

If A possesses positive natural density α then \log p_{A}(n)\sim C{\sqrt {\alpha n}}, with C=\pi {\sqrt {\frac {2}{3}}}

and conversely if this asymptotic property holds for pA(n) then A has natural density α. This result was stated, with a sketch of proof, by Erdős in 1942.

If A is a finite set, this analysis does not apply (the density of a finite set is zero). If A has k elements whose greatest common divisor is 1, then

p_{A}(n)=\left(\prod _{a\in A}a^{-1}\right)\cdot {\frac {n^{k-1}}{(k-1)!}}+O(n^{k-2}).
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