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Lucas sequence

Certain constant-recursive integer sequences

In mathematics, the Lucas sequences U_{n}(P,Q) and V_{n}(P,Q) are certain constant-recursive integer sequences that satisfy the recurrence relation

x_{n}=P\cdot x_{n-1}-Q\cdot x_{n-2}

where P and Q are fixed integers. Although U_{n}(P,Q) and V_{n}(P,Q) satisfy the same recurrence relation, they differ on the values of their first two elements and thus differ for subsequent elements as well. Any sequence satisfying this recurrence relation can be represented as a linear combination of the Lucas sequences U_{n}(P,Q) and V_{n}(P,Q).

More generally, Lucas sequences U_{n}(P,Q) and V_{n}(P,Q) represent sequences of polynomials in P and Q with integer coefficients.

Famous examples of Lucas sequences include the Fibonacci numbers, Mersenne numbers, Pell numbers, Lucas numbers, Jacobsthal numbers, and a superset of Fermat numbers (see below). Lucas sequences are named after the French mathematician Édouard Lucas.

01Recurrence relations

Given two integer parameters P and Q, the Lucas sequences of the first kind U_{n}(P,Q) and of the second kind V_{n}(P,Q) are defined by the recurrence relations:

{\begin{aligned}U_{0}(P,Q)&=0,\\U_{1}(P,Q)&=1,\\U_{n}(P,Q)&=P\cdot U_{n-1}(P,Q)-Q\cdot U_{n-2}(P,Q){\mbox{  for }}n>1,\end{aligned}}

and

{\begin{aligned}V_{0}(P,Q)&=2,\\V_{1}(P,Q)&=P,\\V_{n}(P,Q)&=P\cdot V_{n-1}(P,Q)-Q\cdot V_{n-2}(P,Q){\mbox{  for }}n>1.\end{aligned}}

It is not hard to show that for n>0,

{\begin{aligned}U_{n}(P,Q)&={\frac {P\cdot U_{n-1}(P,Q)+V_{n-1}(P,Q)}{2}},\\V_{n}(P,Q)&={\frac {(P^{2}-4Q)\cdot U_{n-1}(P,Q)+P\cdot V_{n-1}(P,Q)}{2}}.\end{aligned}}

The above relations can be stated in matrix form as follows:

{\begin{bmatrix}U_{n}(P,Q)\\U_{n+1}(P,Q)\end{bmatrix}}={\begin{bmatrix}0&1\\-Q&P\end{bmatrix}}\cdot {\begin{bmatrix}U_{n-1}(P,Q)\\U_{n}(P,Q)\end{bmatrix}},
{\begin{bmatrix}V_{n}(P,Q)\\V_{n+1}(P,Q)\end{bmatrix}}={\begin{bmatrix}0&1\\-Q&P\end{bmatrix}}\cdot {\begin{bmatrix}V_{n-1}(P,Q)\\V_{n}(P,Q)\end{bmatrix}},
{\begin{bmatrix}U_{n}(P,Q)\\V_{n}(P,Q)\end{bmatrix}}={\begin{bmatrix}P/2&1/2\\(P^{2}-4Q)/2&P/2\end{bmatrix}}\cdot {\begin{bmatrix}U_{n-1}(P,Q)\\V_{n-1}(P,Q)\end{bmatrix}}.

Initial terms of Lucas sequences U_{n}(P,Q) and V_{n}(P,Q) are given in the table:

{\begin{array}{r|l|l}n&U_{n}(P,Q)&V_{n}(P,Q)\\\hline 0&0&2\\1&1&P\\2&P&{P}^{2}-2Q\\3&{P}^{2}-Q&{P}^{3}-3PQ\\4&{P}^{3}-2PQ&{P}^{4}-4{P}^{2}Q+2{Q}^{2}\\5&{P}^{4}-3{P}^{2}Q+{Q}^{2}&{P}^{5}-5{P}^{3}Q+5P{Q}^{2}\\6&{P}^{5}-4{P}^{3}Q+3P{Q}^{2}&{P}^{6}-6{P}^{4}Q+9{P}^{2}{Q}^{2}-2{Q}^{3}\end{array}}

02Explicit expressions

The characteristic equation of the recurrence relation for Lucas sequences U_{n}(P,Q) and V_{n}(P,Q) is:

x^{2}-Px+Q=0\,

It has the discriminant D=P^{2}-4Q and, by the quadratic formula, has the roots:

a={\frac {P+{\sqrt {D}}}{2}}\quad {\text{and}}\quad b={\frac {P-{\sqrt {D}}}{2}}.\,

Thus:

a+b=P\,,
ab={\frac {1}{4}}(P^{2}-D)=Q\,,
a-b={\sqrt {D}}\,.

Note that the sequence a^{n} and the sequence b^{n} also satisfy the recurrence relation. However these might not be integer sequences.

Distinct roots

When D\neq 0, a and b are distinct and one quickly verifies that

a^{n}={\frac {V_{n}+U_{n}{\sqrt {D}}}{2}}
b^{n}={\frac {V_{n}-U_{n}{\sqrt {D}}}{2}}.

It follows that the terms of Lucas sequences can be expressed in terms of a and b as follows

U_{n}={\frac {a^{n}-b^{n}}{a-b}}={\frac {a^{n}-b^{n}}{\sqrt {D}}}
V_{n}=a^{n}+b^{n}\,

Repeated root

The case D=0 occurs exactly when P=2S{\text{ and }}Q=S^{2} for some integer S so that a=b=S. In this case one easily finds that

U_{n}(P,Q)=U_{n}(2S,S^{2})=nS^{n-1}\,
V_{n}(P,Q)=V_{n}(2S,S^{2})=2S^{n}.\,

03Properties

Generating functions

The ordinary generating functions are

\sum _{n\geq 0}U_{n}(P,Q)z^{n}={\frac {z}{1-Pz+Qz^{2}}};
\sum _{n\geq 0}V_{n}(P,Q)z^{n}={\frac {2-Pz}{1-Pz+Qz^{2}}}.

Pell equations

When Q=\pm 1, the Lucas sequences U_{n}(P,Q) and V_{n}(P,Q) satisfy certain Pell equations:

V_{n}(P,1)^{2}-D\cdot U_{n}(P,1)^{2}=4,
V_{n}(P,-1)^{2}-D\cdot U_{n}(P,-1)^{2}=4(-1)^{n}.

Relations between sequences with different parameters

  • For any number c, the sequences U_{n}(P',Q') and V_{n}(P',Q') with
P'=P+2c
Q'=cP+Q+c^{2}
have the same discriminant as U_{n}(P,Q) and V_{n}(P,Q):
P'^{2}-4Q'=(P+2c)^{2}-4(cP+Q+c^{2})=P^{2}-4Q=D.
  • For any number c, we also have
U_{n}(cP,c^{2}Q)=c^{n-1}\cdot U_{n}(P,Q),
V_{n}(cP,c^{2}Q)=c^{n}\cdot V_{n}(P,Q).

Other relations

The terms of Lucas sequences satisfy relations that are generalizations of those between Fibonacci numbers F_{n}=U_{n}(1,-1) and Lucas numbers L_{n}=V_{n}(1,-1). For example:

{\begin{array}{l|l|r}{\text{General case}}&(P,Q)=(1,-1),D=P^{2}-4Q=5\\\hline DU_{n}={V_{n+1}-QV_{n-1}}=2V_{n+1}-PV_{n}&5F_{n}={L_{n+1}+L_{n-1}}=2L_{n+1}-L_{n}&(1)\\V_{n}=U_{n+1}-QU_{n-1}=2U_{n+1}-PU_{n}&L_{n}=F_{n+1}+F_{n-1}=2F_{n+1}-F_{n}&(2)\\U_{m+n}=U_{n}U_{m+1}-QU_{m}U_{n-1}=U_{m}V_{n}-Q^{n}U_{m-n}&F_{m+n}=F_{n}F_{m+1}+F_{m}F_{n-1}=F_{m}L_{n}-(-1)^{n}F_{m-n}&(3)\\U_{2n}=U_{n}(U_{n+1}-QU_{n-1})=U_{n}V_{n}&F_{2n}=F_{n}(F_{n+1}+F_{n-1})=F_{n}L_{n}&(4)\\U_{2n+1}=U_{n+1}^{2}-QU_{n}^{2}&F_{2n+1}=F_{n+1}^{2}+F_{n}^{2}&(5)\\V_{m+n}=V_{m}V_{n}-Q^{n}V_{m-n}=DU_{m}U_{n}+Q^{n}V_{m-n}&L_{m+n}=L_{m}L_{n}-(-1)^{n}L_{m-n}=5F_{m}F_{n}+(-1)^{n}L_{m-n}&(6)\\V_{2n}=V_{n}^{2}-2Q^{n}=DU_{n}^{2}+2Q^{n}&L_{2n}=L_{n}^{2}-2(-1)^{n}=5F_{n}^{2}+2(-1)^{n}&(7)\\U_{m+n}={\frac {U_{m}V_{n}+U_{n}V_{m}}{2}}&F_{m+n}={\frac {F_{m}L_{n}+F_{n}L_{m}}{2}}&(8)\\V_{m+n}={\frac {V_{m}V_{n}+DU_{m}U_{n}}{2}}&L_{m+n}={\frac {L_{m}L_{n}+5F_{m}F_{n}}{2}}&(9)\\V_{n}^{2}-DU_{n}^{2}=4Q^{n}&L_{n}^{2}-5F_{n}^{2}=4(-1)^{n}&(10)\\U_{n}^{2}-U_{n-1}U_{n+1}=Q^{n-1}&F_{n}^{2}-F_{n-1}F_{n+1}=(-1)^{n-1}&(11)\\V_{n}^{2}-V_{n-1}V_{n+1}=DQ^{n-1}&L_{n}^{2}-L_{n-1}L_{n+1}=5(-1)^{n-1}&(12)\\2^{n-1}U_{n}={n \choose 1}P^{n-1}+{n \choose 3}P^{n-3}D+\cdots &2^{n-1}F_{n}={n \choose 1}+5{n \choose 3}+\cdots &(13)\\2^{n-1}V_{n}=P^{n}+{n \choose 2}P^{n-2}D+{n \choose 4}P^{n-4}D^{2}+\cdots &2^{n-1}L_{n}=1+5{n \choose 2}+5^{2}{n \choose 4}+\cdots &(14)\end{array}}

Fast computation

Various analogues of exponentiation by squaring can be used to calculate Lucas sequences efficiently, in {\mathcal {O}}(\log n) operations. To simultaneously calculate U_{n}(P,Q) and V_{n}(P,Q), one can use the properties (3) and (4) to perform double-and-add. Alternatively, calculate the matrix exponentiation M^{n}={\big (}{\begin{smallmatrix}0&1\\-Q&P\end{smallmatrix}}{\big )} to use {\big (}{\begin{smallmatrix}{U_{n}}\\{U_{n+1}}\end{smallmatrix}}{\big )}=M^{n}{\big (}{\begin{smallmatrix}0\\1\end{smallmatrix}}{\big )} and {\big (}{\begin{smallmatrix}{V_{n}}\\{V_{n+1}}\end{smallmatrix}}{\big )}=M^{n}{\big (}{\begin{smallmatrix}2\\P\end{smallmatrix}}{\big )}.

(6) and (7) allow fast calculation of V independent of U using double-and-add. The relation V_{mn}=V_{m}(P=V_{n},Q=Q_{n}) (which belongs to the section above, "relations between sequences with different parameters") is also useful for this purpose.

Another {\mathcal {O}}(\log n) method based on (3) and (6) is the Lucas chain. This method takes fewer operations than double-and-add but requires pre-calculation of chains.

Divisibility properties

Among the consequences is that U_{km}(P,Q) is a multiple of U_{m}(P,Q), i.e., the sequence (U_{m}(P,Q))_{m\geq 1} is a divisibility sequence. This implies, in particular, that U_{n}(P,Q) can be prime only when n is prime. Moreover, if \gcd(P,Q)=1, then (U_{m}(P,Q))_{m\geq 1} is a strong divisibility sequence.

Other divisibility properties are as follows:

  • If n is an odd multiple of m, then V_{m} divides V_{n}.
  • Let N be an integer relatively prime to 2Q. If the smallest positive integer r for which N divides U_{r} exists, then the set of n for which N divides U_{n} is exactly the set of multiples of r.
  • If P and Q are even, then U_{n},V_{n} are always even except U_{1}.
  • If P is odd and Q is even, then U_{n},V_{n} are always odd for every n>0.
  • If P is even and Q is odd, then the parity of U_{n} is the same as n and V_{n} is always even.
  • If P and Q are odd, then U_{n},V_{n} are even if and only if n is a multiple of 3.
  • If p is an odd prime, then U_{p}\equiv \left({\tfrac {D}{p}}\right),V_{p}\equiv P{\pmod {p}} (see Legendre symbol).
  • If p is an odd prime which divides P and Q, then p divides U_{n} for every n>1.
  • If p is an odd prime which divides P but not Q, then p divides U_{n} if and only if n is even.
  • If p is an odd prime which divides Q but not P, then p never divides U_{n} for any n>0.
  • If p is an odd prime which divides D but not PQ, then p divides U_{n} if and only if p divides n.
  • If p is an odd prime which does not divide PQD, then p divides U_{l}, where l=p-\left({\tfrac {D}{p}}\right).

The last fact generalizes Fermat's little theorem. These facts are used in the Lucas-Lehmer primality test. Like Fermat's little theorem, the converse of the last fact holds often, but not always; there exist composite numbers n relatively prime to D and dividing U_{l}, where l=n-\left({\tfrac {D}{n}}\right). Such composite numbers are called Lucas pseudoprimes.

A prime factor of a term in a Lucas sequence which does not divide any earlier term in the sequence is called primitive. Carmichael's theorem states that all but finitely many of the terms in a Lucas sequence have a primitive prime factor. Indeed, Carmichael (1913) showed that if D is positive and n is not 1, 2 or 6, then U_{n} has a primitive prime factor. In the case D is negative, a deep result of Bilu, Hanrot, Voutier and Mignotte shows that if n > 30, then U_{n} has a primitive prime factor and determines all cases U_{n} has no primitive prime factor.

04Specific names

The Lucas sequences for some values of P and Q have specific names:

Un(1, −1) : Fibonacci numbers
Vn(1, −1) : Lucas numbers
Un(2, −1) : Pell numbers
Vn(2, −1) : Pell-Lucas numbers (companion Pell numbers)
Un(2, 1) : Counting numbers
Un(1, −2) : Jacobsthal numbers
Vn(1, −2) : Jacobsthal-Lucas numbers
Un(3, 2) : Mersenne numbers 2n − 1
Vn(3, 2) : Numbers of the form 2n + 1, which include the Fermat numbers
Un(6, 1) : The square roots of the square triangular numbers.
Un(x, −1) : Fibonacci polynomials
Vn(x, −1) : Lucas polynomials
Un(2x, 1) : Chebyshev polynomials of second kind
Vn(2x, 1) : Chebyshev polynomials of first kind multiplied by 2
Un(x + 1, x) : Repunits in base x
Vn(x + 1, x) : xn + 1

Some Lucas sequences have entries in the On-Line Encyclopedia of Integer Sequences:

05Applications

  • Lucas sequences are used in probabilistic Lucas pseudoprime tests, which are part of the commonly used Baillie-PSW primality test.
  • Lucas sequences are used in some primality proof methods, including the Lucas-Lehmer and Lucas-Lehmer-Riesel tests and the hybrid N−1/N+1 methods such as those in Brillhart-Lehmer-Selfridge 1975.
  • LUC is a public-key cryptosystem based on Lucas sequences that implements the analogs of ElGamal (LUCELG), Diffie-Hellman (LUCDIF), and RSA (LUCRSA). The encryption of the message in LUC is computed as a term of certain Lucas sequence, instead of using modular exponentiation as in RSA or Diffie-Hellman. However, it is argued that many of the supposed security advantages of LUC over cryptosystems based on modular exponentiation are either not present, or not as substantial as claimed.

06Generalizations

The sequence V_{n}(P,Q)=a^{n}+b^{n}, which is a solution to the recurrence V_{n}(P,Q)=PV_{n-1}(P,Q)-QV_{n-2}(P,Q) when a and b are the roots of the corresponding quadratic equation z^{2}-Pz+Q=0, generalizes to degree k\geq 1. Specifically, for the recurrence relation V_{n}(P_{1},\ldots ,P_{k})=\sum _{j=1}^{k}P_{j}V_{n-j}(P_{1},\ldots ,P_{k}) with integers P_{1},\ldots ,P_{k} and typically with P_{k}\neq 0, let a_{1},\ldots ,a_{k} be the roots of the corresponding polynomial equation z^{k}-\sum _{j=1}^{k}P_{j}z^{k-j}=0. Then V_{n}(P_{1},\ldots ,P_{k})=\sum _{j=1}^{k}a_{j}^{n} is a sequence of integers satisfying the recurrence, as is evidenced by its ordinary generating function, G_{P_{1},\ldots ,P_{k}}(z)=\sum _{n=0}^{\infty }V_{n}(P_{1},\ldots ,P_{k})z^{n}={\frac {k-\sum _{j=1}^{k-1}(k-j)P_{j}z^{j}}{1-\sum _{j=1}^{k}P_{j}z^{j}}}.

07Software

  • SageMath implements U_{n} and V_{n} as functions lucas_number1() and lucas_number2(), respectively.
Watch videos about Lucas sequenceExplainers and documentaries on YouTube (opens in a new tab)

Sources and credits

This article is adapted from the Wikipedia article Lucas sequence, written by its contributors and licensed under CC BY-SA 4.0. Fathomly has changed the layout, removed citation markers, navigation and maintenance notices, and adjusted punctuation. This adapted version is shared under the same license. For references, see the original article.

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