Truncated binary encoding
Truncated binary encoding is an entropy encoding typically used for uniform probability distributions with a finite alphabet. It is parameterized by an alphabet with total size of number n. It is a slightly more general form of binary encoding when n is not a power of two.
If n is a power of two, then the coded value for 0 ≤ x < n is the simple binary code for x of length log2(n). Otherwise let k = floor(log2(n)), such that 2k < n < 2k+1and let u = 2k+1 − n.
Truncated binary encoding assigns the first u symbols codewords of length k and then assigns the remaining n − u symbols the last n − u codewords of length k + 1. Because all the codewords of length k + 1 consist of an unassigned codeword of length k with a "0" or "1" appended, the resulting code is a prefix code.
01History
Used since at least 1984, phase-in codes, also known as economy codes, are also known as truncated binary encoding.
02Example with n = 5
For example, for the alphabet {0, 1, 2, 3, 4}, n = 5 and 22 ≤ n < 23, hence k = 2 and u = 23 − 5 = 3. Truncated binary encoding assigns the first u symbols the codewords 00, 01, and 10, all of length 2, then assigns the last n − u symbols the codewords 110 and 111, the last two codewords of length 3.
For example, if n is 5, plain binary encoding and truncated binary encoding allocates the following codewords. Digits shown struck are not transmitted in truncated binary.
| Truncated binary | Encoding | Standard binary | ||
|---|---|---|---|---|
| 0 | 0 | 0 | 0 | 0 |
| 1 | 0 | 0 | 1 | 1 |
| 2 | 0 | 1 | 0 | 2 |
| UNUSED | 0 | 1 | 1 | 3 |
| UNUSED | 1 | 0 | 0 | 4 |
| UNUSED | 1 | 0 | 1 | 5/UNUSED |
| 3 | 1 | 1 | 0 | 6/UNUSED |
| 4 | 1 | 1 | 1 | 7/UNUSED |
It takes 3 bits to encode n using straightforward binary encoding, hence 23 − n = 8 − 5 = 3 are unused.
In numerical terms, to send a value x, where 0 ≤ x < n, and where there are 2k ≤ n < 2k+1 symbols, there are u = 2k+1 − n unused entries when the alphabet size is rounded up to the nearest power of two. The process to encode the number x in truncated binary is: if x is less than u, encode it in k binary bits; if x is greater than or equal to u, encode the value x + u in k + 1 binary bits.
03Example with n = 10
Another example, encoding an alphabet of size 10 (between 0 and 9) requires 4 bits, but there are 24 − 10 = 6 unused codes, so input values less than 6 have the first bit discarded, while input values greater than or equal to 6 are offset by 6 to the end of the binary space. (Unused patterns are not shown in this table.)
| Input value | Offset | Offset value | Standard binary | Truncated binary |
|---|---|---|---|---|
| 0 | 0 | 0 | 0000 | 000 |
| 1 | 0 | 1 | 0001 | 001 |
| 2 | 0 | 2 | 0010 | 010 |
| 3 | 0 | 3 | 0011 | 011 |
| 4 | 0 | 4 | 0100 | 100 |
| 5 | 0 | 5 | 0101 | 101 |
| 6 | 6 | 12 | 0110 | 1100 |
| 7 | 6 | 13 | 0111 | 1101 |
| 8 | 6 | 14 | 1000 | 1110 |
| 9 | 6 | 15 | 1001 | 1111 |
To decode, read the first k bits. If they encode a value less than u, decoding is complete. Otherwise, read an additional bit and subtract u from the result.
04Example with n = 7
Here is a more extreme case: with n = 7 the next power of 2 is 8, so k = 2 and u = 23 − 7 = 1:
| Input value | Offset | Offset value | Standard binary | Truncated binary |
|---|---|---|---|---|
| 0 | 0 | 0 | 000 | 00 |
| 1 | 1 | 2 | 001 | 010 |
| 2 | 1 | 3 | 010 | 011 |
| 3 | 1 | 4 | 011 | 100 |
| 4 | 1 | 5 | 100 | 101 |
| 5 | 1 | 6 | 101 | 110 |
| 6 | 1 | 7 | 110 | 111 |
This last example demonstrates that a leading zero bit does not always indicate a short code; if u < 2k, some long codes will begin with a zero bit.
05Simple algorithm
Generate the truncated binary encoding for a value x, 0 ≤ x < n, where n > 0 is the size of the alphabet containing x. n need not be a power of two.
string TruncatedBinary (int x, int n) { // Set k = floor(log2(n)), i.e., k such that 2^k <= n < 2^(k+1). int k = 0, t = n; while (t > 1) { k++; t >>= 1; } // Set u to the number of unused codewords = 2^(k+1) - n. int u = (1 << k + 1) - n; if (x < u) return Binary(x, k); else return Binary(x + u, k + 1)); }The routine Binary is expository; usually just the rightmost len bits of the variable x are desired. Here we simply output the binary code for x using len bits, padding with high-order 0s if necessary.
string Binary (int x, int len) { string s = ""; while (x != 0) { if (even(x)) s = '0' + s; else s = '1' + s; x >>= 1; } while (s.Length < len) s = '0' + s; return s; }06On efficiency
If n is not a power of two, and k-bit symbols are observed with probability p, then (k + 1)-bit symbols are observed with probability 1 − p. We can calculate the expected number of bits per symbol as
Raw encoding of the symbol has bits. Then relative space saving s (see Data compression ratio) of the encoding can be defined as
When simplified, this expression leads to
This indicates that relative efficiency of truncated binary encoding increases as probability p of k-bit symbols increases, and the raw-encoding symbol bit-length decreases.
Sources and credits
This article is adapted from the Wikipedia article “Truncated binary encoding”, written by its contributors and licensed under CC BY-SA 4.0. Fathomly has changed the layout, removed citation markers, navigation and maintenance notices, and adjusted punctuation. This adapted version is shared under the same license. For references, see the original article.
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