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Bell's theorem

Theorem in physics

Bell's theorem is a term encompassing a number of closely related results in physics, all of which determine that quantum mechanics is incompatible with local hidden-variable theories, given some basic assumptions about the nature of measurement. The first such result was introduced by John Stewart Bell in 1964, building upon the Einstein-Podolsky-Rosen paradox, which had called attention to the phenomenon of quantum entanglement.

In the context of Bell's theorem, "local" refers to the principle of locality, the idea that a particle can only be influenced by its immediate surroundings, and that interactions mediated by physical fields cannot propagate faster than the speed of light. "Hidden variables" are supposed properties of quantum particles that are not included in quantum theory but nevertheless affect the outcome of experiments. In the words of Bell, "If [a hidden-variable theory] is local it will not agree with quantum mechanics, and if it agrees with quantum mechanics it will not be local."

In his original paper, Bell analyzed independent measurements on two spatially separated particles of an entangled pair. He assumed that each outcome is determined by local hidden variables. Under this assumption, the correlations between the outcomes must obey a specific mathematical constraint. Such a constraint would later be named a Bell inequality. Bell then showed that quantum physics predicts correlations that violate this inequality. Multiple variations on Bell's theorem were put forward in the years following his original paper, using different assumptions and obtaining different Bell (or "Bell-type") inequalities.

The first laboratory experiment to observe a Bell inequality violation was conducted by John Clauser and Stuart Freedman, who published their results in 1970. More advanced experiments, known collectively as Bell tests, have been performed many times since. Often, these experiments have had the goal of "closing loopholes", that is, ameliorating problems of experimental design or set-up that could in principle affect the validity of the findings of earlier Bell tests. Bell tests have consistently found that physical systems obey quantum mechanics and violate Bell inequalities; which is to say that the results of these experiments are incompatible with local hidden-variable theories.

The exact nature of the assumptions required to prove a Bell-type constraint on correlations has been debated by physicists and by philosophers. While the significance of Bell's theorem is not in doubt, different interpretations of quantum mechanics disagree about what exactly it implies.

01Theorem

There are many variations on the basic idea, some employing stronger mathematical assumptions than others. Significantly, Bell-type theorems do not refer to any particular theory of local hidden variables, but instead show that quantum physics violates general assumptions behind classical pictures of nature. The original theorem proved by Bell in 1964 is not the most amenable to experiment, and it is convenient to introduce the genre of Bell-type inequalities with a later example.

Hypothetical characters Alice and Bob stand in widely separated locations. Their colleague Victor prepares a pair of particles and sends one to Alice and the other to Bob. When Alice receives her particle, she chooses to perform one of two possible measurements (perhaps by flipping a coin to decide which). Denote these measurements by A_{0} and A_{1}. Both A_{0} and A_{1} are binary measurements: the result of A_{0} is either +1 or -1, and likewise for A_{1}. When Bob receives his particle, he chooses one of two measurements, B_{0} and B_{1}, which are also both binary.

Suppose that each measurement reveals a property that the particle already possessed. For instance, if Alice chooses to measure A_{0} and obtains the result +1, then the particle she received carried a value of +1 for a property a_{0}. Consider the combinationa_{0}b_{0}+a_{0}b_{1}+a_{1}b_{0}-a_{1}b_{1}=(a_{0}+a_{1})b_{0}+(a_{0}-a_{1})b_{1}\,.Because both a_{0} and a_{1} take the values \pm 1, then either a_{0}=a_{1} or a_{0}=-a_{1}. In the former case, the quantity (a_{0}-a_{1})b_{1} must equal 0, while in the latter case, (a_{0}+a_{1})b_{0}=0. So, one of the terms on the right-hand side of the above expression will vanish, and the other will equal \pm 2. Consequently, if the experiment is repeated over many trials, with Victor preparing new pairs of particles, the absolute value of the average of the combination a_{0}b_{0}+a_{0}b_{1}+a_{1}b_{0}-a_{1}b_{1} across all the trials will be less than or equal to 2. No single trial can measure this quantity, because Alice and Bob can only choose one measurement each, but on the assumption that the underlying properties exist, the average value of the sum is just the sum of the averages for each term. Using angle brackets to denote averages|\langle A_{0}B_{0}\rangle +\langle A_{0}B_{1}\rangle +\langle A_{1}B_{0}\rangle -\langle A_{1}B_{1}\rangle |\leq 2\,. This is a Bell inequality, specifically, the CHSH inequality. Its derivation here depends upon two assumptions: first, that the underlying physical properties a_{0},a_{1},b_{0}, and b_{1} exist independently of being observed or measured (sometimes called the assumption of realism); and second, that Alice's choice of action cannot influence Bob's result or vice versa (often called the assumption of locality).

Quantum mechanics can violate the CHSH inequality, as follows. Victor prepares a pair of qubits which he describes by the Bell state|\psi \rangle ={\frac {|0\rangle \otimes |1\rangle -|1\rangle \otimes |0\rangle }{\sqrt {2}}}, where |0\rangle and |1\rangle are the eigenstates of one of the Pauli matrices,\sigma _{z}={\begin{pmatrix}1&0\\0&-1\end{pmatrix}}. Victor then passes the first qubit to Alice and the second to Bob. Alice and Bob's choices of possible measurements are also defined in terms of the Pauli matrices. Alice measures either of the two observables \sigma _{z} and \sigma _{x}:A_{0}=\sigma _{z},\ A_{1}=\sigma _{x}={\begin{pmatrix}0&1\\1&0\end{pmatrix}}; and Bob measures either of the two observablesB_{0}=-{\frac {\sigma _{x}+\sigma _{z}}{\sqrt {2}}},\ B_{1}={\frac {\sigma _{x}-\sigma _{z}}{\sqrt {2}}}. Victor can calculate the quantum expectation values for pairs of these observables using the Born rule:\langle A_{0}\otimes B_{0}\rangle ={\frac {1}{\sqrt {2}}},\langle A_{0}\otimes B_{1}\rangle ={\frac {1}{\sqrt {2}}},\langle A_{1}\otimes B_{0}\rangle ={\frac {1}{\sqrt {2}}},\langle A_{1}\otimes B_{1}\rangle =-{\frac {1}{\sqrt {2}}}\,. While only one of these four measurements can be made in a single trial of the experiment, the sum\langle A_{0}\otimes B_{0}\rangle +\langle A_{0}\otimes B_{1}\rangle +\langle A_{1}\otimes B_{0}\rangle -\langle A_{1}\otimes B_{1}\rangle =2{\sqrt {2}} gives the sum of the average values that Victor expects to find across multiple trials. This value exceeds the classical upper bound of 2 that was deduced from the hypothesis of local hidden variables. The value 2{\sqrt {2}} is in fact the largest that quantum physics permits for this combination of expectation values, making it a Tsirelson bound.

The CHSH inequality can also be thought of as a game in which Alice and Bob try to coordinate their actions. Victor prepares two bits, x and y, independently and at random. He sends bit x to Alice and bit y to Bob. Alice and Bob win if they return answer bits a and b to Victor, satisfying xy=a+b\mod 2\,. Or, equivalently, Alice and Bob win if the logical AND of x and y is the logical XOR of a and b. Alice and Bob can agree upon any strategy they desire before the game, but they cannot communicate once the game begins. In any theory based on local hidden variables, Alice and Bob's probability of winning is no greater than 3/4, regardless of what strategy they agree upon beforehand. However, if they share an entangled quantum state, their probability of winning can be as large as{\frac {2+{\sqrt {2}}}{4}}\approx 0.85\,.

An illustration of the CHSH game: the referee, Victor, sends a bit each to Alice and to Bob, and Alice and Bob each send a bit back to the referee.
An illustration of the CHSH game: the referee, Victor, sends a bit each to Alice and to Bob, and Alice and Bob each send a bit back to the referee.

03History

Background

The question of whether quantum mechanics can be "completed" by hidden variables dates to the early years of quantum theory. In his 1932 textbook on quantum mechanics, the Hungarian-born polymath John von Neumann presented what he claimed to be a proof that there could be no "hidden parameters". The validity and definitiveness of von Neumann's proof were questioned by Hans Reichenbach, in more detail by Grete Hermann, and possibly in conversation though not in print by Albert Einstein. (Simon Kochen and Ernst Specker rejected von Neumann's key assumption as early as 1961, but did not publish a criticism of it until 1967.)

Einstein argued persistently that quantum mechanics could not be a complete theory. His preferred argument relied on a principle of locality:

Consider a mechanical system constituted of two partial systems A and B which have interaction with each other only during limited time. Let the ψ function before their interaction be given. Then the Schrödinger equation will furnish the ψ function after their interaction has taken place. Let us now determine the physical condition of the partial system A as completely as possible by measurements. Then the quantum mechanics allows us to determine the ψ function of the partial system B from the measurements made, and from the ψ function of the total system. This determination, however, gives a result which depends upon which of the determining magnitudes specifying the condition of A has been measured (for instance coordinates or momenta). Since there can be only one physical condition of B after the interaction and which can reasonably not be considered as dependent on the particular measurement we perform on the system A separated from B it may be concluded that the ψ function is not unambiguously coordinated with the physical condition. This coordination of several ψ functions with the same physical condition of system B shows again that the ψ function cannot be interpreted as a (complete) description of a physical condition of a unit system.

The EPR thought experiment is similar, also considering two separated systems A and B described by a joint wave function. However, the EPR paper adds the idea later known as the EPR criterion of reality, according to which the ability to predict with probability 1 the outcome of a measurement upon B implies the existence of an "element of reality" within B.

In 1951, David Bohm proposed a variant of the EPR thought experiment in which the measurements have discrete ranges of possible outcomes, unlike the position and momentum measurements considered by EPR. The year before, Chien-Shiung Wu and Irving Shaknov had successfully measured polarizations of photons produced in entangled pairs, thereby making the Bohm version of the EPR thought experiment practically feasible.

By the late 1940s, the mathematician George Mackey had grown interested in the foundations of quantum physics, and in 1957 he drew up a list of postulates that he took to be a precise definition of quantum mechanics. Mackey conjectured that one of the postulates was redundant, and shortly thereafter, Andrew M. Gleason proved that it was indeed deducible from the other postulates. Gleason's theorem provided an argument that a broad class of hidden-variable theories are incompatible with quantum mechanics. More specifically, Gleason's theorem rules out hidden-variable models that are "noncontextual". Any hidden-variable model for quantum mechanics must, in order to avoid the implications of Gleason's theorem, involve hidden variables that are not properties belonging to the measured system alone but also dependent upon the external context in which the measurement is made. This type of dependence is often seen as contrived or undesirable; in some settings, it is inconsistent with special relativity. The Kochen-Specker theorem refines this statement by constructing a specific finite subset of rays on which no such probability measure can be defined.

Tsung-Dao Lee came close to deriving Bell's theorem in 1960. He considered events where two kaons were produced traveling in opposite directions, and came to the conclusion that hidden variables could not explain the correlations that could be obtained in such situations. However, complications arose due to the fact that kaons decay, and he did not go so far as to deduce a Bell-type inequality.

Bell's publications

Bell chose to publish his theorem in a comparatively obscure journal because it did not require page charges, in fact paying the authors who published there at the time. Because the journal did not provide free reprints of articles for the authors to distribute, however, Bell had to spend the money he received to buy copies that he could send to other physicists. While the articles printed in the journal themselves listed the publication's name simply as Physics, the covers carried the trilingual version Physics Physique Физика to reflect that it would print articles in English, French and Russian.

Prior to proving his 1964 result, Bell also proved a result equivalent to the Kochen-Specker theorem (hence the latter is sometimes also known as the Bell-Kochen-Specker or Bell-KS theorem). However, publication of this theorem was inadvertently delayed until 1966. In that paper, Bell argued that because an explanation of quantum phenomena in terms of hidden variables would require nonlocality, the EPR paradox "is resolved in the way which Einstein would have liked least."

Scheme of a "two-channel" Bell testThe source S produces pairs of "photons", sent in opposite directions. Each photon encounters a two-channel polariser whose orientation (a or b) can be set by the experimenter. Emerging signals from each channel are detected and coincidences of four types (++, −−, +− and −+) counted by the coincidence monitor.
Scheme of a "two-channel" Bell testThe source S produces pairs of "photons", sent in opposite directions. Each photon encounters a two-channel polariser whose orientation (a or b) can be set by the experimenter. Emerging signals from each channel are detected and coincidences of four types (++, −−, +− and −+) counted by the coincidence monitor.

04Experiments

In 1967, the unusual title Physics Physique Физика caught the attention of John Clauser, who then discovered Bell's paper and began to consider how to perform a Bell test in the laboratory. Clauser and Stuart Freedman would go on to perform a Bell test in 1972. This was only a limited test, because the choice of detector settings was made before the photons had left the source. In 1982, Alain Aspect and collaborators performed the first Bell test to remove this limitation. This began a trend of progressively more stringent Bell tests. The GHZ thought experiment was implemented in practice, using entangled triplets of photons, in 2000. By 2002, testing the CHSH inequality was feasible in undergraduate laboratory courses.

In Bell tests, there may be problems of experimental design or set-up that affect the validity of the experimental findings. These problems are often referred to as "loopholes". The purpose of the experiment is to test whether nature can be described by local hidden-variable theory, which would contradict the predictions of quantum mechanics.

The most prevalent loopholes in real experiments are the detection and locality loopholes. The detection loophole is opened when a small fraction of the particles (usually photons) are detected in the experiment, making it possible to explain the data with local hidden variables by assuming that the detected particles are an unrepresentative sample. The locality loophole is opened when the detections are not done with a spacelike separation, making it possible for the result of one measurement to influence the other without contradicting relativity. In some experiments there may be additional defects that make local-hidden-variable explanations of Bell test violations possible.

Although both the locality and detection loopholes had been closed in different experiments, a long-standing challenge was to close both simultaneously in the same experiment. This was finally achieved in three experiments in 2015. Regarding these results, Alain Aspect writes that "no experiment ... can be said to be totally loophole-free," but he says the experiments "remove the last doubts that we should renounce" local hidden variables, and refers to examples of remaining loopholes as being "far fetched" and "foreign to the usual way of reasoning in physics."

These efforts to experimentally validate violations of the Bell inequalities would later result in Clauser, Aspect, and Anton Zeilinger being awarded the 2022 Nobel Prize in Physics.

05Interpretations

Reactions to Bell's theorem have been many and varied. Maximilian Schlosshauer, Johannes Kofler, and Zeilinger write that Bell inequalities provide "a wonderful example of how we can have a rigorous theoretical result tested by numerous experiments, and yet disagree about the implications."

The Copenhagen interpretation

Copenhagen-type interpretations generally take the violation of Bell inequalities as grounds to reject the assumption often called counterfactual definiteness or "realism", which is not necessarily the same as abandoning realism in a broader philosophical sense. For example, Roland Omnès argues for the rejection of hidden variables and concludes that "quantum mechanics is probably as realistic as any theory of its scope and maturity ever will be". Likewise, Rudolf Peierls took the message of Bell's theorem to be that, because the premise of locality is physically reasonable, "hidden variables cannot be introduced without abandoning some of the results of quantum mechanics".

This is also the route taken by interpretations that descend from the Copenhagen tradition, such as consistent histories (often advertised as "Copenhagen done right"), as well as QBism.

Many-worlds interpretation of quantum mechanics

The many-worlds interpretation, also known as the Everett interpretation, is dynamically local, meaning that it does not call for action at a distance, and deterministic, because it consists of the unitary part of quantum mechanics without collapse. It can generate correlations that violate a Bell inequality because it violates an implicit assumption by Bell that measurements have a single outcome. In fact, Bell's theorem can be proven in the Many-Worlds framework from the assumption that a measurement has a single outcome. Therefore, a violation of a Bell inequality can be interpreted as a demonstration that measurements have multiple outcomes.

The explanation it provides for the Bell correlations is that when Alice and Bob make their measurements, they split into local branches. From the point of view of each copy of Alice, there are multiple copies of Bob experiencing different results, so Bob cannot have a definite result, and the same is true from the point of view of each copy of Bob. They will obtain a mutually well-defined result only when their future light cones overlap. At this point we can say that the Bell correlation starts existing, but it was produced by a purely local mechanism. Therefore, the violation of a Bell inequality cannot be interpreted as a proof of non-locality.

Non-local hidden variables

Most advocates of the hidden-variables idea believe that experiments have ruled out local hidden variables. They are ready to give up locality, explaining the violation of Bell's inequality by means of a non-local hidden variable theory, in which the particles exchange information about their states. This is the basis of the Bohm interpretation of quantum mechanics, which requires that all particles in the universe be able to instantaneously exchange information with all others. One challenge for non-local hidden variable theories is to explain why this instantaneous communication can exist at the level of the hidden variables, but it cannot be used to send signals. A 2007 experiment ruled out a large class of non-Bohmian non-local hidden variable theories, though not Bohmian mechanics itself.

The transactional interpretation, which postulates waves traveling both backwards and forwards in time, is likewise non-local.

Superdeterminism

A necessary assumption to derive Bell's theorem is that the hidden variables are not correlated with the measurement settings. This assumption has been justified on the grounds that the experimenter has "free will" to choose the settings, and that it is necessary to do science in the first place. A (hypothetical) theory where the choice of measurement is necessarily correlated with the system being measured is known as superdeterministic.

A few advocates of deterministic models have not given up on local hidden variables. For example, Gerard 't Hooft has argued that superdeterminism cannot be dismissed.

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Sources and credits

This article is adapted from the Wikipedia article Bell's theorem, written by its contributors and licensed under CC BY-SA 4.0. Fathomly has changed the layout, removed citation markers, navigation and maintenance notices, and adjusted punctuation. This adapted version is shared under the same license. For references, see the original article.

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